Description:
Prime Lending is in the process of establishing a new Financial Services Provider (FSP) and is seeking a suitably qualified Key Individual (KI) to be appointed on a part-time / retainer basis.
This is a senior compliance and oversight role in terms of the FAIS Act, suitable for an experienced professional currently acting as (or previously approved as) a Key Individual for one or more FSPs.Key Responsibilities:
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Act as the appointed Key Individual for the FSP in terms of FAIS
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Provide regulatory and operational oversight of the FSP’s activities
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Ensure ongoing compliance with FSCA requirements
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Assist during the FSCA license application and review process
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Attend audits, inspections, or regulatory engagements if required
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Work alongside the appointed compliance officer Requirements:
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FSCA-approved Key Individual or clearly approvable as a KI
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Relevant RE examinations completed
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Proven industry experience appropriate to FAIS Category I
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Strong understanding of FSCA / FAIS regulatory framework
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Based in South Africa and available for regulatory interaction
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Able to act as KI for an additional FSP (capacity permitting) Engagement Structure:
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Part-time / retainer arrangement
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Long-term relationship preferred
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Remuneration to be discussed based on experience and scope How to Apply:
Please respond with:
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A brief CV
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Confirmation of current KI appointments (if any)
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Relevant FAIS / FSCA experience
Only applicants with relevant KI-level experience will be considered.
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